Section 5(1)

In these Regulations “relevant securities” means— transferable securities, other than excluded securities, and investments that— are of a kind specified for the purposes of section 22 of FSMA 2000 (regulated activities) as a result of article 77 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (instruments creating or acknowledging indebtedness), but are not transferable securities or excluded securities.

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Source: legislation.gov.uk · retrieved 2026-09-04