Section 33

The FCA may, by notice in writing given to a person, require the person— to provide specified information or information of a specified description, or to produce specified documents or documents of a specified description. The information or documents must be provided or produced— before the end of such reasonable period as may be specified, and at such place as may be specified. An officer who has written authorisation from the FCA to do so may require a person without delay— to provide the officer with specified information or information of a specified description, or to produce to the officer specified documents or documents of a specified description. “Officer” means an officer of the FCA and includes a member of the FCA’s staff or an agent of the FCA, This regulation applies only to information and documents reasonably required by the FCA in connection with the exercise by the FCA of its functions under or by virtue of these Regulations. The FCA may require any information provided under this regulation to be provided in such form as it may reasonably require. The FCA may require— any information provided, whether in a document or otherwise, to be verified, or any document produced to be authenticated, “Specified” means— in paragraphs (1) and (2), specified in the notice, and in paragraph (3), specified in the authorisation. in such manner as it may reasonably require.

← 6 · All articles · 1 →

Source: legislation.gov.uk · retrieved 2026-09-04