Section 44(5)

Part 11 of FSMA 2000 applies in relation to an investigation under section 167 or 168(3) or (5) of that Act as applied by paragraph (1), (2) or (3) of this regulation as if— references to an investigator appointed under section 167, 168(3) or (5) were respectively references to an investigator so appointed as a result of paragraph (1), (2) or (3) of this regulation; references to the investigating authority were references to the FCA; in section 170(3)— in paragraph (a), the reference to an investigator appointed as a result of subsection (1), (4) or (4B) of section 168 were a reference to an investigator appointed as a result of paragraph (3) of this regulation; in paragraph (b), the reference to an investigator appointed as a result of subsection (2) of section 168 were a reference to an investigator appointed as a result of paragraph (2) of this regulation; in section 171(5), the reference to a person conducting an investigation under section 167 were a reference to a person conducting such an investigation as a result of paragraph (1) of this regulation; in section 172(4), the reference to a person appointed as a result of subsection (1), (4) or (4B) of section 168 were a reference to a person appointed as a result of paragraph (3) of this regulation; in section 173(5), the reference to appointment as a result of subsection (2) of section 168 were a reference to appointment as a result of paragraph (2) of this regulation; in section 176— in subsection (3A)(a), the reference to an authorised person were a reference to the person under investigation, and in subsection (4), the reference to an offence mentioned in section 168 were a reference to an offence under section 85 of that Act.

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Source: legislation.gov.uk · retrieved 2026-09-04