Section 39

If theFCA finds that— an issuer of relevant securities, a person offering relevant securities to the public, or a person requesting the admission of transferable securities to trading on a regulated market, In this regulation “an applicable provision” means— a provision of these Regulations, or a provision of regulated market admission rules or of designated activity rules made by virtue of regulation 15 or 17. is failing or has failed to comply with the person’s obligations under an applicable provision, it may publish a statement to that effect.

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Source: legislation.gov.uk · retrieved 2026-09-04