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MiFIR — REGULATION (EU) No 600/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

regulation · European Union · 32014R0600

288 provisions · cited by 19 instruments we hold · 4 provisions hand work to national law

Defined terms · All instruments · administrative check · credit institution · exchange of information · financial control · financial instrument · financial legislation · financial transaction · investment company

1 Subject matter and scope
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2 Definitions
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3 Pre-trade transparency requirements for trading venues in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments
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4 Waivers for equity instruments
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5 Volume Cap Mechanism
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6 Post-trade transparency requirements for trading venues in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments
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7 Authorisation of deferred publication
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8 Pre-trade transparency requirements for trading venues in respect of bonds, structured finance products, emission allowances and derivatives
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9 Waivers for non-equity instruments
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10 Post-trade transparency requirements for trading venues in respect of bonds, structured finance products, emission allowances and derivatives
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11 Authorisation of deferred publication
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12 Obligation to make pre-trade and post-trade data available separately
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13 Obligation to make pre-trade and post-trade data available on a reasonable commercial basis
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14 Obligation for systematic internalisers to make public firm quotes in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments
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15 Execution of client orders
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16 Obligations of competent authorities
17 Access to quotes
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18 Obligation for systematic internalisers to make public firm quotes in respect of bonds, structured finance products, emission allowances and derivatives
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19 Monitoring by ESMA
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20 Post-trade disclosure by investment firms, including systematic internalisers, in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments
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21 Post-trade disclosure by investment firms, including systematic internalisers, in respect of bonds, structured finance products, emission allowances and derivatives
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22 Providing information for the purposes of transparency and other calculations
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23 Trading obligation for investment firms
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24 Obligation to uphold integrity of markets
25 Obligation to maintain records
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26 Obligation to report transactions
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27 Obligation to supply financial instrument reference data
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28 Obligation to trade on regulated markets, MTFs or OTFs
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29 Clearing obligation for derivatives traded on regulated markets and timing of acceptance for clearing
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30 Indirect Clearing Arrangements
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31 Portfolio Compression
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32 Trading obligation procedure
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33 Mechanism to avoid duplicative or conflicting rules
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34 Register of derivatives subject to the trading obligation
35 Non-discriminatory access to a CCP
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36 Non-discriminatory access to a trading venue
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37 Non-discriminatory access to and obligation to licence benchmarks
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38 Access for third-country CCPs and trading venues
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39 Market monitoring
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40 ESMA temporary intervention powers
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41 EBA temporary intervention powers
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42 Product intervention by competent authorities
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43 Coordination by ESMA and EBA
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44 Coordination of national position management measures and position limits by ESMA
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45 Position management powers of ESMA
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46 General provisions
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47 Equivalence decision
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48 Register
49 Withdrawal of registration
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50 Exercise of the delegation
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51 Committee procedure
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52 Reports and review
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53 Amendment of Regulation (EU) No 648/2012
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54 Transitional provisions
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55 Entry into force and application