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REGULATION (EU) 2017/1129 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/EC (Text with EEA relevance)

regulation · European Union · 32017R1129

268 provisions · cited by 9 instruments we hold · 18 provisions hand work to national law

Defined terms · All instruments · advertising · capital market · consumer information · disclosure of information · official market · publication · securities · single market

1 Subject matter, scope and exemptions
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2 Definitions
3 Obligation to publish a prospectus and exemption
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4 Voluntary prospectus
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5 Subsequent resale of securities
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6 The prospectus
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7 The prospectus summary
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8 The base prospectus
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9 The universal registration document
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10 Prospectuses consisting of separate documents
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11 Responsibility attaching to the prospectus
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12 Validity of a prospectus, registration document and universal registration document
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13 Minimum information and format
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14 Simplified disclosure regime for secondary issuances
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15 EU Growth prospectus
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16 Risk factors
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17 Final offer price and amount of securities
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18 Omission of information
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19 Incorporation by reference
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20 Scrutiny and approval of the prospectus
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21 Publication of the prospectus
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22 Advertisements
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23 Supplements to the prospectus
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24 Union scope of approvals of prospectuses
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25 Notification of prospectuses and supplements and communication of final terms
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26 Notification of registration documents or universal registration documents
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27 Use of language
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28 Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation
29 Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country
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30 Cooperation with third countries
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31 Competent authorities
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32 Powers of competent authorities
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33 Cooperation between competent authorities
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34 Cooperation with ESMA
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35 Professional secrecy
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36 Data protection
37 Precautionary measures
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38 Administrative sanctions and other administrative measures
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39 Exercise of supervisory powers and powers to impose sanctions
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40 Right of appeal
41 Reporting of infringements
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42 Publication of decisions
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43 Reporting sanctions to ESMA
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44 Exercise of the delegation
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45 Committee procedure
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46 Repeal
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47 ESMA report on prospectuses
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48 Review
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49 Entry into force and application
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